Net capital rule

Results: 731



#Item
41Finance / Financial system / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Security / Form 144 / Net capital rule / United States securities law / Financial economics / United States Securities and Exchange Commission

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 7, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

Add to Reading List

Source URL: edgar.sec.gov

Language: English - Date: 2015-04-07 06:36:14
4273rd United States Congress / Securities Exchange Act / Government / Finance / U.S. Securities and Exchange Commission / OTC Markets Group / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary

Add to Reading List

Source URL: www.sec.gov.

Language: English - Date: 2015-04-09 20:13:17
43United States housing bubble / Balance sheet / Mark-to-market accounting / International Financial Reporting Standards / Equity / Net capital rule / Leverage / Finance / Accountancy / Business

Financial Data (Consolidated) Six Months Ended September 30, 2009 Balance Sheets ......................................................................................................................... 2 Statements of O

Add to Reading List

Source URL: www.shokochukin.co.jp

Language: English - Date: 2012-11-22 07:58:42
44Financial markets / Futures contract / Short / Article One of the United States Constitution / Futures exchange / Net capital rule / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Finance / Financial system

th (As of May 20 , 2014) Rubber Market Management Detailed Rules

Add to Reading List

Source URL: www.tocom.or.jp

Language: English - Date: 2014-05-26 00:14:35
45Financial statements / Generally Accepted Accounting Principles / Balance sheet / Equity / Account / Comprehensive income / Net asset value / Fund accounting / Net capital rule / Finance / Accountancy / Business

Consolidated Financial Results for the Fiscal Year Ended March 31, 2011 (Japanese GAAP) Company name: February 7, 2011

Add to Reading List

Source URL: www.scsk.jp

Language: English - Date: 2014-11-11 03:37:30
4673rd United States Congress / Securities Exchange Act / Finance / Financial system / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 31, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary

Add to Reading List

Source URL: edgar.sec.gov

Language: English - Date: 2015-03-31 09:09:57
47Financial regulation / Securities Exchange Act / Government / U.S. Securities and Exchange Commission / Securities and Exchange Commission / United States / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 31, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary

Add to Reading List

Source URL: www.sec.gov.

Language: English - Date: 2015-03-31 09:01:17
4873rd United States Congress / Securities Exchange Act / Finance / Financial system / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 31, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary

Add to Reading List

Source URL: www.sec.gov.

Language: English - Date: 2015-03-31 09:09:57
49Business / Financial economics / International Financial Reporting Standards / Capital requirement / Loss given default / Central bank / Operational risk / United States housing bubble / Net capital rule / Financial regulation / Finance / Banking

THE OFFICIAL JOURNAL OF THE POLISH FINANCIAL SUPERVISION AUTHORITY No. 2 Resolution Noof the Polish Financial Supervision Authority of 10 March 2010 on the scope and detailed procedures for determining capital

Add to Reading List

Source URL: www.knf.gov.pl

Language: English - Date: 2011-05-06 05:33:23
50Financial markets / Securities / Short selling / Financial services / Stock market / Repurchase agreement / Securities Industry and Financial Markets Association / Net capital rule / Financial Industry Regulatory Authority / Financial economics / Finance / Financial system

May 25, 2012 Via E-Mail: Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002, Basel, Switzerland Re:

Add to Reading List

Source URL: www.financialstabilityboard.org

Language: English - Date: 2014-09-19 10:16:54
UPDATE